Associate / Senior Associate, Regulatory Risk Management (Wealth Management)

About the role

DBS is hiring an Associate or Senior Associate for Regulatory Risk Management within its Wealth Management COO Office, Private Banking. You will own the execution, operation and continuous improvement of regulatory risk management processes, supporting compliance with the External Asset Management / Business Introducer (EAM/BI) governance framework and regimes such as FATCA, CRS, QI and GST. The role is based in DBS Asia Central.

Key responsibilities

• Execute EAM/BI onboarding, name screening, periodic reviews and terminations, including due diligence and documentation checks.
• Ensure accurate and timely completion of EAM/BI retrocession processing.
• Act as secretariat to the EAM/BI Committee, preparing and coordinating management and governance materials.
• Run day-to-day FATCA/CRS/QI/GST reference data processes and controls, keeping reporting outputs accurate, complete and traceable.
• Support annual FATCA/CRS exercises, including relationship manager queries, status tracking and coordination with Wealth Management Operations and clients.
• Maintain process and control discipline so regulatory requirements are applied consistently.
• Support regulatory change implementation, attestations, issue remediation and coordination with Front Office, Operations and other stakeholders.
• Translate regulatory and process requirements into operational procedures, SOP updates and training materials.
• Coordinate regional alignment, support audit inspections (RFIs and evidence), and support BCP activities such as BIA updates, staff recall readiness and BCM attestation.

Required profile

• Bachelor's degree in Banking, Finance, Accounting or a related field.
• 6-8 years of experience in regulatory risk management, compliance or governance within financial services; wealth management experience preferred.
• Strong attention to detail, risk- and control-mindset, and awareness of audit requirements.
• Effective stakeholder management across Front Office and support functions.

Required skills

• Working knowledge of Wealth Management / Private Banking regulatory processes.
• Analytical, organisational and problem-solving skills.
• Proficiency in PowerPoint and Excel for tracking, reconciliations, reporting and presentations.