Compliance Executive/Manager

About the role

The Compliance Executive/Manager will join the SG ECDD team to support Front Office and Middle Office in the ongoing review of client accounts and event‑triggered assessments. You will liaise with business units to collect KYC and transaction documentation, conduct desktop reviews, and ensure timely, high‑quality outcomes.

Key responsibilities

• Perform periodic and event‑triggered Enhanced Customer Due Diligence (ECDD) reviews for assigned business lines.
• Gather KYC, transactional, and corroborative documents from Front Office and conduct thorough desktop analysis.
• Provide guidance on AML/CFT policies and CDD procedures to Front Office staff.
• Identify red‑flag indicators, file Suspicious Transaction Reports (STRs), and analyse cases in depth.
• Handle ad‑hoc escalations from other FCC units, regulators, or law‑enforcement agencies.
• Maintain zero overdue reviews and ensure compliance deadlines are met.

Required profile

• Bachelor’s degree or equivalent qualification.
• 3‑4 years of experience in ECDD, sanctions screening, or investigations within a financial institution.
• Strong analytical and research abilities with meticulous attention to detail.
• Self‑motivated, able to work independently and as part of a collaborative team.
• Good understanding of Singapore AML/CFT regulatory framework.

Required skills