Regulatory Advisory Generalist - Experienced Associate

About the role

PwC's Risk Services practice offers regulatory risk and compliance advisory to financial services clients, from start-ups to large banks, payment and fintech firms. The Regulatory Advisory Generalist (Experienced Associate / Senior Associate) works in a fast-paced team of subject matter experts, advising on risk, regulation and compliance, and supporting audit engagements. The role is open to candidates who can work with a work visa.

Key responsibilities

• Provide regulatory advice to financial services clients (banks, payments, fintech) on risk, regulations and compliance.
• Conduct compliance reviews and internal audits, and recommend process improvements and controls.
• Advise on licensing, regulatory reporting, compliance frameworks and operationalising regulatory change.
• Support financial services audit engagements on regulatory and compliance reporting.
• Help build the Compliance Outsourcing Services and work with a strategic alliance partner on new services or products (e.g. regulatory technology).
• Work on business development and new market opportunities, and manage stakeholder relationships, including sharing scope, findings and industry updates.

Required profile

• At least 2 years of banking regulatory or external audit experience in a Big 4 firm, regulator or financial institution; previous regulator experience highly preferred.
• Good understanding of the banks, payments and fintech landscape.
• Experience in local MAS regulatory requirements preferred (Banking Act, Payments Act, Individual Accountability and Conduct, Securities and Futures Act, Financial Advisers Act).
• Experience in internal audits or internal control reviews.
• Detailed, analytical and enquiring mindset, able to handle multiple projects with tight deadlines.
• Team player with strong values, integrity and emotional intelligence.