Senior Manager, Regulatory Risk and Compliance

About the role

PwC's Risk Services practice offers independent assurance and insight on business control, covering technology, finance, data analytics, regulatory requirements, data security and privacy, internal audit and third parties. This Senior Manager position sits in Regulatory Risk and Compliance, advising financial services clients (banks, payments, Fintech) on risk, regulation and compliance, and building trust in the financial services space.

Key responsibilities

• Provide regulatory advice to financial services clients on risk, regulations and compliance
• Conduct compliance reviews and internal audits, and recommend process improvements and controls
• Advise on licensing, regulatory reporting, compliance frameworks and operationalising regulatory change
• Support financial services audit engagements on regulatory and compliance reporting
• Help build the Compliance Outsourcing Services
• Work with a strategic alliance partner on new services or products, such as regulatory technology platforms
• Contribute to business development and new market opportunities
• Manage key stakeholder relationships, including scope of work, findings and industry updates

Required profile

• At least 8 years of banking regulatory or external audit experience in a Big 4 firm, regulator or financial institution; previous regulator experience highly preferred
• Good understanding of the banks/payments/Fintech landscape
• Experience in local MAS regulatory requirements preferred (Banking Act, Payments Act, Individual Accountability and Conduct, Securities and Futures Act, Financial Advisers Act)
• Experience in internal audits or internal control reviews
• Degree required; work visa sponsorship available and government clearance required

Required skills

• Attention to detail, analytical and enquiring mindset
• Ability to handle multiple engagements with tight deadlines
• Strong communication, teamwork and emotional intelligence