Wealth Management Auditor – Internal Audit Associate

About the role

Shape how a leading wealth management business manages risk by bringing curiosity, judgment, and a control mindset to complex activities. You will work with senior stakeholders across business, operations, and technology while building deep expertise in products, regulations, and governance.

Key responsibilities

• Participate in end‑to‑end audit engagements, including risk assessment, planning, testing, control evaluation, reporting, and issue validation.
• Analyze business, product, operational and technology processes to identify key risks and control gaps.
• Evaluate the design and operating effectiveness of controls and document clear, evidence‑based conclusions.
• Draft audit deliverables such as workpapers and audit reports with focus on clarity, accuracy and actionability.
• Communicate audit issues and improvement opportunities to management and partners in a constructive, solutions‑oriented way.
• Track, follow up and verify closure of audit issues, validating remediation evidence and sustainability of fixes.
• Support audit project management by managing timelines, milestones and deliverables across multiple workstreams.

Required profile

• Bachelor’s degree in Accounting, Finance, Economics or related discipline.
• Minimum 6 years of experience in internal audit, external audit, risk management or control functions within financial services, with exposure to wealth management or private banking.
• Working knowledge of wealth management products and services (investment advisory, discretionary portfolio management, brokerage, banking).
• Strong written and verbal communication skills and ability to present complex issues clearly.
• Demonstrated stakeholder management and ability to work independently and collaboratively.

Required skills

• Alteryx
• Python