Compliance Surveillance Officer

About the role

Support the Legal, Regulatory and Compliance Department in maintaining a fair, orderly and transparent market, ensuring compliance with regulatory requirements and strengthening the company's internal governance and controls.

Key responsibilities

• Monitor trading activities and analyse surveillance alerts to identify potential market misconduct and unusual trading behaviour.
• Support investigations, escalation and reporting of suspicious trading activities to relevant stakeholders and regulators.
• Review and enhance market surveillance frameworks, policies, procedures and alert parameters.
• Ensure compliance with regulatory obligations under the Securities and Futures Act, including reporting, breach assessments and internal controls.
• Liaise with the Monetary Authority of Singapore (MAS) and support regulatory and compliance matters.
• Assist corporate governance activities such as board and shareholder matters, whistleblowing and disciplinary reviews.

Required profile

• Degree in Banking & Finance or a related field.
• Minimum 3 years of relevant experience in derivatives trading compliance or market surveillance.
• Investigation or law‑enforcement experience is advantageous.